Sarah Swammy, an adjunct instructor within the NYUSPS Division of Programs in Business, coauthored Governance, Compliance, and Supervision in the Capital Markets with Michael McMaster. Banks and financial services firms are under heavy regulatory scrutiny and must implement comprehensive controls to comply with new rules that are changing the way they conduct business. This book demystifies the regulatory environment, providing a practical, flexible road map for compliance. From regulatory schemes to individual roles and responsibilities, this invaluable guide details the most pressing issues in today’s financial services organizations and provides expert advice..